Used in Lieu of PTO/SB/08A/B
(Based on PTO 10-07 version)
Substitute for form 1449/PTO
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
(Use as many sheets as necessary)
Complete if Known
Application Number
09/881,145
Filing Date
June 14, 2001
First Named Inventor
Craig Partridge
Art Unit
2151
Examiner Name
Backhean Tiv
Sheet 1 of 2
Attorney Docket Number
BBNT-P01-368
U.S. PATENT DOCUMENTS
Examiner
Initials*
Cite
No. 1
Document Number
Publication Date
MM-DD-YYYY
Name of Patentee or
Applicant of Cited Document
Pages, Columns, Lines, Where
Relevant Passages or Relevant
Figures Appear
2
Number-Kind Code ( if known)
AN*
US-5,761,531
06-02-1998
Ohmura et al.
AO*
US-5,959,976
09-28-1999
Kuo, Yung-tien
AP*
US-6,038,233
03-14-2000
Hamamoto et al.
AQ*
US-6, 138,254
10-24-2000
Voshell
AR*
US-6,223,172
04-24-2001
Hunter et al.
AS*
US-6,389,419
05-14-2002
Wong et al.
AT*
US-6,397,259
05-28-2002
Lincke et al.
AU*
US-6,424,650
07-23-2002
Yang et al.
AV*
US-6,662,230
12-09-2003
Eichstaedt et al.
AW*
US-6,707,915
03-16-2004
Jobst et al.
AX*
US-6,738,814
05-18-2004
Cox et al.
AY*
US-6,741,595
05-25-2004
Maher, III et a.
AA1*
US-6,842,861
01-11-2005
Cox et al.
AA2*
US-6,438,612
08-20-2002
Ylonen et al.
AA5*
US-2002/0001384
01-03-2002
Buer et al
AA6*
US-2002/0071438
06-13-2002
Singh, Amit P
AA7*
US-2003/0145232
07-31-2003
Poletto et al.
AA8*
US-2003/0 167402
09-04-2003
Stolfo et a I
AA9*
US-2003/01 72289
09-11-2003
Soppera
AA10*
US-2003/0110393
06-12-2003
Brock et a I
FOREIGN PATENT DOCUMENTS
Examiner
Initials*
Cite
No. 1
Foreign Patent Document
Publication
Date
MM-DD-YYYY
Name of Patentee or
Applicant of Cited Document
Pages, Columns, Lines,
Where Relevant Passages
Or Relevant Figures Appear
T 6
Country Code 3 -Number 4 -Kind Code 5 (if known)
*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
considered. Include copy of this form with next communication to applicant. * CITE NO.: Those application(s) which are marked with an single asterisk (*) next
to the Cite No. are not supplied (under 37 CFR 1 .98(a)(2)(iii)) because that application was filed after June 30, 2003 or is available in the IFW. 1 Applicant's
unique citation designation number (optional). 2 See Kinds Codes of USPTO Patent Documents at .^^^i^^oov or MPEP 901.04. 3 Enter Office that issued
the document, by the two-letter code (WIPO Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must
precede the serial number of the patent document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if
possible. 6 Applicant is to place a check mark here if English language Translation is attached.
NON PATENT LITERATURE DOCUMENTS
Examiner
Initials
Cite
No. 1
Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item (book,
magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city
and/or country where published.
T 2
AA11*
A Plan for Spam, htl:p:/Vwww,pau!qraham.com/8pam,htiT!S (2002).
AA12*
Braden, R., "Requirements for Internet Hosts - Application and Support," Internet Engineering
Task Force, (1989).
AA13*
Crocker, D., "Standard for the Format of ARPA Internet Text Messages," Department of
Electrical Engineering, University of Delaware, Newark, DE, pages 1-49, (1982).
AA14*
Distributed Checksum Clearinghouse (DCC), http://www.rhyonte.com/antispam/dcc/dcG-
tree/dcc.html (8/26/02).
Examiner
Date
Signature
Considered
Used in Lieu of PTO/SB/08A/B
(Based on PTO 10-07 version)
Substitute for form 1449/PTO
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
(Use as many sheets as necessary)
Complete if Known
Application Number
09/881,145
Filing Date
June 14, 2001
First Named Inventor
Craig Partridge
Art Unit
2151
Examiner Name
Backhean Tiv
Sheet
2
of
2
Attorney Docket Number
BBNT-P01-368
AA15*
Freed, N., "MIME Parameter Value and Encoded Word Extensions: Character Sets,
Languages, and Continuation," The Internet Society, pages 1-10 (1997).
AA16*
Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Five: Conformance Criteria and
Example," Standards Track, (1996).
AA17*
Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Four: Registration Procedures,"
Best Current Practice, (1996).
AA18*
Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part One: Format of Internet
Message Bodies," Standards Track, (1996).
AA19*
Freed, N., "Multipurpose Internet Mail Extensions (MIME) Part Two: Media Types," Standards
Track, (1996).
AA20*
Heberlein, T."Worm Detection and Prevention: Concept, Approach, and Experience;" Net
Squared, Inc.; http:/Awww.attackcenterxom/information/whitepapers/vvormdetect/: pages 1-7,
(2002).
AA21*
Moore, K., "Multipurpose Internet Mail Extensions (MIME) Part Three: Message Header
Extension for Non-ASCII Text," Standards Track, (1996).
AA22*
Savage et al., "Practical Network Support for IP Traceback," Department of Computer Science
and Engineering, University of Washington, (2000).
AA23*
Schwartz et al., "Smart Packets: Applying Active Networks to Network Management," ACM
Transactions on Computer Systems, 18(1):67-88, (2000).
AA24*
Skipper, Chad, "Polymorphism and IDS," Symantec, (2001).
AA25*
Staniford-Chen et al., "Holding Intruders Accountable on the Internet," Department of
Computer Science, University of California at Davis, Davis, CA, pages 39-49, (1995).
*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
considered. Include copy of this form with next communication to applicant.
Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
Examiner
Date
Signature
Considered